ASTM E399 Standard Test Method for Linear-Elastic Plane-Strain Fracture Toughness of Metallic Materials

    What is ASTM E399? 

    ASTM E399 is a standard test method for measuring the linear-elastic plane-strain fracture toughness of metallic materials, where fracture occurs in the presence of a sharp fatigue precrack and severe tensile constraint. The method measures fracture toughness as Kᵢc, a measure of a material’s resistance to fracture when the stress state near the crack front approaches triaxial tensile plane strain, and the crack-tip plastic zone is small compared to the crack length, specimen thickness, and remaining ligament. The method uses fatigue-precracked specimens, applies the crack-displacement force incrementally, and requires specimen preparation, fatigue precracking, loading, crack-displacement measurement, data analysis, validity evaluation, and reporting. ASTM E399 (Standard Test Method for Linear-Elastic Plane-Strain Fracture Toughness of Metallic Materials) also includes an optional procedure for determining Kᵢsi, a size-insensitive fracture toughness value based on a fixed amount of crack extension. The method applies to metallic materials and is especially useful for fracture-control studies, materials research, service evaluation, and some acceptance or manufacturing quality-control applications.

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    Get Certified ASTM E399 Testing for Reliable Fracture Toughness Evaluation 

    ASTM E399 testing is a standardized method for measuring the fracture toughness of metallic materials under plane-strain, predominantly linear-elastic conditions. Skilled personnel prepare fatigue precracked specimens, and fracture testing is performed under controlled fracture testing conditions with appropriate loading and displacement measurement equipment. The test assesses whether the fracture response measured meets the necessary validity criteria for reporting Kᵢc. To achieve reliable results, specimen dimensions, crack-preparation procedures, loading rate, measurement accuracy, and correct interpretation of the test record are important.

    What is the scope of ASTM E399? 

    ASTM E399 is a standard test method that specifies the procedures for determining fracture toughness of predominantly linear-elastic, plane-strain specimens of metallic materials, which are precracked in fatigue. The specimens are loaded with a gradually rising crack-displacement force, with a rapidly rising force allowed under certain acceptable conditions. The standard provides requirements for test apparatus, specimen configurations, fatigue precracking, specimen measurements, testing, calculation, validity assessment, and reporting.

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    The scope of ASTM E399 includes:

    • Material: Material for which plane-strain fracture conditions are predominantly linear-elastic. 
    • Objective: Determine the resistance of a metallic material to fracture in the presence of a sharp fatigue precrack and high tensile constraint. 
    • Property measurement: Primarily plane-strain fracture toughness Kᵢc, with an optional determination of Kᵢsi under the procedure provided in Appendix X1. 
    • Method: Fatigue-precracked specimens are loaded with a controlled crack-displacement force, and the load, displacement, specimen dimensions, and crack characteristics are measured. 
    • Result: A valid Kᵢc can be used to describe fracture resistance under the extreme constraint conditions imposed by the test and, if applicable, to aid fracture-control evaluations. 
    • Limitations of the test: The method does not apply to materials with significant plastic deformation during fracture.
    • Environmental conditions: Kᵢc represents fracture resistance under the environment, test temperature, and loading conditions used during the laboratory test; differences between laboratory and service conditions should be considered. 
    • Applications: Materials research and development, service evaluation, fracture-control studies, acceptance specifications, and manufacturing quality control if the validity and product-size conditions are met.

    What are the uses of ASTM E399 testing? 

    ASTM E399 testing is employed when engineers and materials laboratories require a standardized measure of the resistance of metals to fracture under linear-elastic, plane-strain conditions. The data obtained can be used to describe the effects of material composition, heat treatment, fabrication processes, and other metallurgical parameters on fracture behavior. This standard-

    • Determines the fracture toughness of severely tensile constrained metallic materials. 
    • Supports research into the effects of composition, heat treatment, welding, forming, and other processing variables. 
    • Supplies fracture toughness data for service evaluations if the stresses present and maximum acceptable flaw tolerances are known. 
    • Supports fracture-control studies for metallic components and structures. 
    • May be used for acceptance or manufacturing quality control when a technically justified minimum Kᵢc value is specified. 
    • Provides an optional Kᵢsi analysis that can offer a less specimen-size-sensitive fracture toughness value under the conditions defined by the standard.

    Which Materials Can Be Tested Under ASTM E399? 

    ASTM E399 applies to metallic materials that can be analyzed under essentially plane-strain, linear-elastic conditions. The material should be able to yield a specimen of suitable shape and size for a proper fracture toughness measurement.

    Why is ASTM E399 important? 

    ASTM E399 offers a controlled technique to measure the fracture resistance of metals under high constraint conditions. The Kᵢc property can be used to relate material fracture resistance to the relationship between applied stress and crack size when the service conditions reasonably resemble the high-constraint conditions represented by the test.

    ASTM E399 Equipment and Sample Preparation Guide

    The fracture-toughness technique and specimen geometry are used to select equipment. Specialists prepare specimens with the proper starter notch and fatigue precrack, check specimen dimensions and characteristics of the cracks, and employ calibrated loading and displacement-measurement systems. ASTM E399 specifies tension machines, fatigue machines, loading fixtures, displacement measurement devices, specimen configurations, and fatigue precracking.

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    Sample and Specimen DetailsTechnicians prepare metallic fracture-toughness specimens using the configurations permitted by ASTM E399. These include bend specimens, compact specimens, and disk-shaped compact specimens, arc-shaped tension specimens, and arc-shaped bend specimens. The chosen setup is related to the material form and testing needs.
    Sample PreparationAnalysts machine the specimen to the required configuration, introduce an appropriate fatigue crack starter notch, and fatigue-precrack the specimen before fracture testing. Personnel verify the crack and specimen condition before proceeding with the fracture test.
    Specimen DimensionThe ASTM E399 standard dictates strict geometric proportions for standard fracture toughness specimens—such as the Compact Tension (C(T)) and Bend (SE(B)) geometries—to ensure a valid plane-strain fracture toughness measurement. The foundational dimension is the specimen thickness (B), which directly governs the required width (W) of the specimen, established by the operational standard as W = 2B. The overall crack length (a) must be meticulously machined and pre-cracked via fatigue to fall within a narrow ratio of 0.45 ≤ a/W ≤ 0.55.
    InstrumentationEquipment includes a suitable tension-testing machine, fatigue-precracking machine, specimen loading fixtures, displacement gauge, load-measurement system, crack-measurement equipment, and dimensional measurement tools. The fixture and gage requirements vary depending on the specimen configuration.

    Testing Procedures and Requirements for ASTM E399

    The ASTM E399 testing procedure can be divided into the following steps: specimen measurement, fatigue precracking, controlled fracture loading under displacement, measurement of displacement, analysis of the force-displacement curve, and examination of validity requirements. Other reference ASTM documents include B909, B645, E4, E8, E177, E456, E647, E691, E1820, E1823, E1921, E1942, and E3076. The complete procedure for ASTM E399 is given as:

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    Specimen Selection and Specimen MeasurementAnalysts select an appropriate ASTM E399 specimen configuration based on the material, product form, available material volume, and applicable test requirements. Technicians measure and document important specimen dimensions, including thickness, width, crack size, and crack-plane orientation as applicable.
    Notch Preparation and Fatigue PrecrackingA fatigue crack starter notch is introduced per the requirements for the selected specimen configuration. Skilled personnel fatigue-precrack the specimen to establish a sharp crack suitable for the fracture-toughness test.
    Test Setup and Fracture LoadingTechnicians install the specimen in the appropriate loading fixture and connect it to the displacement-measurement system. Technicians apply the specified crack-displacement force at the applicable loading rate while continuously recording the test response.
    Test Record and Validity EvaluationAnalysts record the load and displacement response to determine the provisional fracture load and fracture-toughness parameters. Analysts evaluate the force-displacement record, maximum-load-to-provisional-load relationship, specimen-size requirements, and other applicable validity criteria before reporting Kᵢc.
    Optional Kᵢsi AnalysisWhen the optional procedure is selected, the test record from the Kᵢc procedure may be reinterpreted according to Appendix X1 to determine Kᵢsi.
    ReportingLaboratories report the required specimen information, test conditions, measurements, and calculated fracture-toughness result, and applicable validity information.

    ASTM E399 Testing Process and Data Collection 

    In ASTM E399, a metallic specimen is precracked in a fatigue crack, and then the force to displace the crack is increased. Technicians record the dimensions and characteristics of the crack in the specimen before testing and record the force-displacement response throughout the fracture loading. The resulting test record is then analyzed for the appropriate fracture-toughness parameters. Analysts then evaluate the required load relationships and specimen-size criteria to establish whether a valid Kᵢc value has been obtained. Where selected, the same test record can also be evaluated using the optional Kᵢsi procedure.

     This image depicts a universal testing machine used to determine fracture toughness of metallic materials as per ASTM E399.
    ASTM E399 Testing Procedure Using Universal Testing Machine (UTM)

    Common Challenges and Troubleshooting 

    The accuracy of ASTM E399 results relies on accurate specimen machining, fatigue precracking, crack measurement, stable loading, and correct measurement of displacement. Residual stresses can bias Kᵢc and KQ determinations, particularly in material taken from heat-treated stock, weldments, complex wrought products, rapidly solidified castings, additively manufactured products, or products with intentionally induced residual stresses. Technicians should also monitor crack-front condition and specimen configuration because irregular fatigue-precrack growth or specimen-dependent behavior can indicate problems affecting the validity of the result.

    Link to ASTM E399

    FAQ

    What does ASTM E399 measure?
    ASTM E399 is a standard for measuring the linear-elastic plane-strain fracture toughness of metallic materials, primarily reported in terms of Kᵢc, when the validity requirements are met.
    The plane-strain fracture-toughness property measured under predominantly linear elastic, high-constraint conditions, as specified in ASTM E399, is called Kᵢc.
    ASTM E399 includes specific requirements for bend SE(B), compact C(T), disk-shaped compact DC(T), arc-shaped tension A(T), and arc-shaped bend A(B) specimens.

    Updated on October 8, 2026

    Davis Scott
    About Author
    Davis Scott is an Electrical and Electronics Engineer specializing in multidisciplinary validation, quality assurance, and comprehensive electro-mechanical testing.
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